Robust Supervision & Compliance Framework

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All Corporate and Individual Authorised Representatives operating under Titan Securities Pty Ltd are supported by a structured, technology-enabled supervision and compliance framework designed to meet our ongoing obligations as an AFSL holder.

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Our approach combines clearly documented policies and procedures with practical, real-world oversight. This includes a mix of written compliance manuals, secure online reporting tools, automated monitoring processes, AI-assisted risk detection, and direct manual review.

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Key elements of our supervision framework include approval controls for advice activities, platform and product restrictions, ongoing AR declarations, record-keeping requirements, and escalation pathways for compliance issues. These systems are designed to ensure that authorised representatives operate within their approved scope, maintain appropriate standards of conduct, and meet their regulatory obligations at all times.

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Titan Securities places a strong emphasis on preventative supervision rather than reactive compliance. Our systems are continuously reviewed and refined to reflect regulatory expectations, emerging risks, and practical experience gained through operating an AFSL.

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Authorised Representatives can expect a professional, well-structured compliance environment that supports legitimate business activity while maintaining the integrity of our licence.